Chad S

@johnsandrewa

Estados Unidos

Inglés, Francés, Español

Parte de la información aparece en idioma inglés.

Sobre mí

I have extensive experience conducting investigations involving global financial institutions and major regulators like the CFTC, SEC, and DOJ. I regularly advise clients on compliance with futures and swaps regulations, including FCM and swap-dealer rules. I handle regulatory exams and provide guidance on derivatives-related transactions. At the CFTC, I led litigation and enforcement efforts focused on market manipulation and misuse of customer funds... Lee más

Habilidades